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Legal Information
- Account Insurance
Each account custodied by Raymond James & Associates is protected for the net equity of the client's securities and cash positions. The Securities Investor Protection Corporation (SIPC) provides $500,000 of net equity protection, including $100,000 for claims for cash awaiting reinvestment. Please visit www.sipc.org for more information about SIPC coverage. We then provide additional protection (excess SIPC) through Customer Asset Protection Company, a licensed New York insurer rated A+ by Standard & Poor's. Account protection applies when a SIPC-member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against market fluctuations.
- All information posted on this site is obtained from sources believed to be reliable, however, the accuracy of the information is not guaranteed. No tax, legal, or investment advice is given, nor intended, nor should you act on any information contained herein without first consulting the appropriate professional.
- This site is published for residents of the United States only. Raymond James' Financial Advisors may only conduct business with residents of the states for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Contact your local Raymond James office for information and availability
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